Manager, Investment Oversight and Compliance
Your Opportunity
Your opportunity
At Schwab, you’re empowered to make an impact on your career. Here, innovative thought meets creative problem solving, helping us “challenge the status quo” and transform the finance industry together.
DAFgiving360™ is an independent nonprofit organization created to increase charitable giving in the U.S. We offer a donor-advised fund program and related philanthropic tools and guidance that empower donors to incorporate charitable planning into their everyday lives and make a bigger difference in the world. Since our founding in 1999 as an 501(c)(3) public charity, DAFgiving360 donors have recommended over $40 billion in grants to more than 270,000 charities.
DAFgiving360 has entered into a services agreement with Charles Schwab & Co., Inc. for administrative and other services, including human resources. This position will be an employee of Charles Schwab & Co., Inc. and will be subject to its policies and procedures but will report to and be accountable to DAFgiving360 for day-to-day activities.
The Manager of Investment Oversight is responsible for the oversight and reporting of DAFgiving360’s investment portfolio and providing their subject matter expertise to both team members and partner groups to resolve complicated data discrepancies and oversight issues. This role is also responsible for leading//creating quarterly presentations for reporting to the Board of Directors, quarterly data collection and analysis for programs (e.g., Core, Professional Managed Accounts, Alternative Investments), leading investment compliance and performance reporting processes (e.g., monitoring, analysis, remediation), and the annual review/analysis of illiquid investments performance and trends. This individual works collaboratively with our partners to implement successful migration and enhanced reporting in new systems, supports third party vendor workstreams to ensure migration of reporting/analytics, while also working to identify, propose and implement investment oversight process, procedure, and policy improvements. In addition, this individual leads / coordinates and processes the execution of securities trading, including communicating with Investment Advisor and internal partners to manage risk and achieve the best execution with no trading losses.
Key Responsibilities for this role include:
Building Collaborative Relationships – ability to develop, maintain and strengthen partnerships with others. Works cooperatively with a diverse group of people across levels/functions to accomplish objectives, build partnerships, leverage information, and achieve results. Works with others to share information.
Business Acumen – ability to perform with insight, acuteness, and intelligence in the areas of industry. Knows what we do and how we do it, up to date with business news. Aware of developments in the sector, thinks about implications. Engages in cross-functional dialogue and decision-making. Understands the importance of customer satisfaction.
Analytical Thinking – approaching a problem by using a logical, systematic, sequential approach. Breaks down complex tasks into component parts and considers each part in detail. Notices discrepancies and inconsistencies in available information. Weighs the cost, benefits, risks, and chances for success in making a decision.
What you have
Required Qualifications:
- Bachelor’s degree in accounting, finance or related experience
- 5+ years of professional experience in investment oversight / monitoring, data analysis and/or reporting within the financial services industry
- Proficiency in Microsoft Suite, particularly Excel and PowerPoint
Preferred Qualifications:
- Demonstrated knowledge of investment management processes, performance, and risk management
- Project Management Skills (e.g., attention to detail, task management, prioritization, delegation, task separation).
- Ability to effectively present information accurately and confidently to a wide variety of audiences, both in written and oral form
In addition to a base salary, this role is also eligible for bonus or incentive opportunities.
What’s in it for you
At Schwab, we’re committed to empowering our employees’ personal and professional success. Our purpose-driven, supportive culture, and focus on your development means you’ll get the tools you need to make a positive difference in the finance industry. Our Hybrid Work and Flexibility approach balances our ongoing commitment to workplace flexibility, serving our clients, and our strong belief in the value of being together in person on a regular basis.
We offer a competitive benefits package that takes care of the whole you – both today and in the future:
- 401(k) with company match and Employee stock purchase plan
- Paid time for vacation, volunteering, and 28-day sabbatical after every 5 years of service for eligible positions
- Paid parental leave and family building benefits
- Tuition reimbursement
- Health, dental, and vision insurance
What you are good at
What you have
Required Qualifications:
- Bachelor’s degree in accounting, finance or related experience
- 5+ years of professional experience in investment oversight / monitoring, data analysis and/or reporting within the financial services industry
- Proficiency in Microsoft Suite, particularly Excel and PowerPoint
Preferred Qualifications:
- Demonstrated knowledge of investment management processes, performance, and risk management
- Project Management Skills (e.g., attention to detail, task management, prioritization, delegation, task separation).
- Ability to effectively present information accurately and confidently to a wide variety of audiences, both in written and oral form
In addition to a base salary, this role is also eligible for bonus or incentive opportunities.
Why Schwab?
At Schwab, “Own Your Tomorrow” embodies everything we do! We are committed to helping our employees unleash their potential and achieve their dreams. Our employees get to play a central role in disrupting a multi-trillion-dollar industry, creating a better, more modern way to build and manage wealth. We’re a modern financial services firm that stands apart from the industry, where you can go as far as your ambition takes you.
Hear from employees: What’s it like to work at Schwab!
The benefits of working at Schwab : a package designed to empower your health, wealth, career and life. Schwab is committed to building a diverse and inclusive workplace where everyone feels valued.
As an equal employment opportunity employer, our policy is to provide equal employment opportunities to all employees and applicants without regard to any status that is protected by law. (Please click here to see policy.)
Schwab is also an affirmative action employer, focused on advancing women, minorities, veterans, and individuals with disabilities in the workplace. We believe diversity and inclusion are part of our success as a company and our purpose of serving every client with passion and integrity.