Manager, Internal Audit- Technology
Your Opportunity
Your opportunity
The Internal Audit Department (IAD) of The Charles Schwab Corporation provides independent and objective assessments to determine whether all significant risks are identified and appropriately reported by management and risk functions to the Board and Executive Management, to evaluate whether risks are adequately controlled, and to challenge Executive Management to improve the efficiency of governance processes, risk management, and internal controls.
The Broker Dealer Asset Management (BDAM) Audit Team is seeking a IT Audit Manager primarily responsible for audit activities covering BDAM focused on key application risks and controls. Application audits focus on automated functionality and data integrity that support business processes such as segregation of duties, configuration management, system interfaces, and data processing.
Reporting to a Director of the BDAM Application Controls team, the IT Audit Manager will have responsibility for the independent and objective assurance activity designed to improve the organization’s operations and compliance with key regulations by evaluating and improving the efficiency of risk management, control, and governance processes. This position will focus on application technology risks within the coordinated audits, working closely with the operational auditors. This position is also responsible for working with audit resources provided by an external co-sourcing provider
What you have
- 5-7+ years of IT audit experience with increasing responsibility. Financial services and/or Big 4 Accounting experience a plus.
- Proven experience leading IT internal audits and their associated team members, amongst a complex operational and regulatory environment.
- Ability to lead a project team and nurture a strong working relationship with external co-sourcing provider, regulators, and internal lines of businesses.
- CPA, CIA, CFE, or CISA strongly preferred. Other relevant certifications will be considered.
- Clear understanding of risks and internal controls and the ability to evaluate and resolve adequacy and effectiveness of controls.
- Stays current on industry and regulatory issues and standard methodologies; imparts this knowledge to the team and the auditees.
- Excellent analytical skills, including the ability to anticipate issues and to design appropriate solutions.
- Strong verbal and written communication skills with a demonstrated ability to articulate effectively and professionally.
- Demonstrates relationships and insights to successfully influence others. Builds authentic and trusted relationships to create alignment and support.
- Bachelor’s degree required.
What’s in it for you
At Schwab, you’re empowered to shape your future. We champion your growth through meaningful work, continuous learning, and a culture of trust and collaboration—so you can build the skills to make a lasting impact. Our Hybrid Work and Flexibility approach balances our ongoing commitment to workplace flexibility, serving our clients, and our strong belief in the value of being together in person on a regular basis.
We offer a competitive benefits package that takes care of the whole you – both today and in the future:
- 401(k) with company match and Employee stock purchase plan
- Paid time for vacation, volunteering, and 28-day sabbatical after every 5 years of service for eligible positions
- Paid parental leave and family building benefits
- Tuition reimbursement
- Health, dental, and vision insurance
What you are good at
What you have
- 5-7+ years of IT audit experience with increasing responsibility. Financial services and/or Big 4 Accounting experience a plus.
- Proven experience leading IT internal audits and their associated team members, amongst a complex operational and regulatory environment.
- Ability to lead a project team and nurture a strong working relationship with external co-sourcing provider, regulators, and internal lines of businesses.
- CPA, CIA, CFE, or CISA strongly preferred. Other relevant certifications will be considered.
- Clear understanding of risks and internal controls and the ability to evaluate and resolve adequacy and effectiveness of controls.
- Stays current on industry and regulatory issues and standard methodologies; imparts this knowledge to the team and the auditees.
- Excellent analytical skills, including the ability to anticipate issues and to design appropriate solutions.
- Strong verbal and written communication skills with a demonstrated ability to articulate effectively and professionally.
- Demonstrates relationships and insights to successfully influence others. Builds authentic and trusted relationships to create alignment and support.
- Bachelor’s degree required.
Why Schwab?
At Schwab, “Own Your Tomorrow” embodies everything we do! We are committed to helping our employees unleash their potential and achieve their dreams. Our employees get to play a central role in disrupting a multi-trillion-dollar industry, creating a better, more modern way to build and manage wealth. We’re a modern financial services firm that stands apart from the industry, where you can go as far as your ambition takes you.
Hear from employees: What’s it like to work at Schwab!
The benefits of working at Schwab : a package designed to empower your health, wealth, career and life. Schwab is committed to building a diverse and inclusive workplace where everyone feels valued.
As an equal employment opportunity employer, our policy is to provide equal employment opportunities to all employees and applicants without regard to any status that is protected by law. (Please click here to see policy.)
Schwab is also an affirmative action employer, focused on advancing women, minorities, veterans, and individuals with disabilities in the workplace. We believe diversity and inclusion are part of our success as a company and our purpose of serving every client with passion and integrity.